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This position serves as a senior compliance advisor supporting technology‑driven wealth management solutions and broker‑dealer oversight. The role works closely with product, business, and regulatory teams to evaluate new initiatives, strengthen compliance frameworks, and ensure adherence to applicable SEC and FINRA requirements.
This role oversees core components of the compliance program for several SEC‑registered investment advisers. The Director will advise senior leaders, guide policy development, support regulatory reviews, and help embed a proactive compliance culture across investment, product, and operational functions.
Role snapshotAs the Head of Compliance for our China entity, you will act simultaneously as strategic radar and execution engine-anticipating regulatory shifts before they happen and embedding policies, processes, tools and culture that let the business scale confi-dently and compliantly.
The Associate, Real Estate Transactions & Leasing will play a pivotal role in supporting clients with commercial real estate transactions and leasing within an established full service real estate boutique law firm based in Dumbo, Brooklyn (in office 3 days-week). This position offers an excellent opportunity to work on matters, providing legal expertise with direct access to clients.
Exciting opportunity for an Attorney with 4-10 years of experience within the registered funds legal space to join a dynamic legal team with a rapidly growing financial services client. This role is a crucial hire that will handle all registered funds legal matters.
We are seeking a highly experienced Resident Manager - Rooms Division to lead and inspire a large, multi-departmental team within a prestigious palace hotel environment. Working in direct collaboration with the General Manager, you bear overall responsability for the Rooms Divison department and act as the driving force for quality and innovation.
The Structured Products Counsel will provide broad legal coverage to the sales and trading desk, with a focus on fixed income structured products.
Top investment bank has an opening for a Senior Derivatives Counsel to support its equities sales and trading platform, with a focus on equity derivatives and structured equity finance (including equity repo, securities lending, and delta-one products). This role partners closely with front-office, risk, and operations teams to manage legal and regulatory risk, negotiate complex trading documentation, and support a wide range of products.
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